Insider Trading

We are a leading law firm in Japan in the field of crisis management and compliance regarding insider trading.  We have extensive experience assisting clients in conducting internal investigations, providing legal analysis, advising clients during government investigations and in handling public relations in numerous cases of insider trading, which is committed either by the company or a company-related individual during a public offering or from “careless” insider trading.  Furthermore, we advise clients on the implementation of effective compliance programs to prevent insider trading and have released a model form of anti-insider trading policy.  In addition, our Crisis Management team published a book entitled the Practice of Regulations on Insider Trading (Second Edition, Shogihomu), which is widely referred to by attorneys and corporate personnel, as well as persons serving regulatory authorities including the Financial Services Agency and the Securities and Exchange Surveillance Commission.

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